RISK FACTORS

Return

What are the Investment risks?

• The investment return is based on the performance of the underlying shares of the Fund and depending on performance there could be no investment return payable.

• If your circumstances change and you need to withdraw your investment, the price obtained could be less than your original investment.

• You must be aware that if any of the parties involved in the Fund were unable to meet their obligations you could lose some or all of your investment.

• If you tell us that you want to cancel your investment after we have bought the shares, you will only get back the value of the shares when we sell them, which could be less than your original investment.

• It should be remembered that the price of the Shares can go down as well as up and that, on the redemption of their Shares, you may not receive the amount that you originally invested.


What is the taxation risk?


• You should note that the levels and the bases of taxation could change in the future.

• The values of any allowances will depend on individual circumstances. Is there a credit risk?

• The Fund holds a diverse portfolio of securities which may include debt securities are subject to price volatility due to such factors as interest rate sensitivity, market perception of the credit worthiness of the issuer and general market liquidity and movements.

• If debt securities are held the Manager considers the credit worthiness of each counterparty in evaluating the potential risk that an issuer might default with respect to principal and interest payments. If an issuer were to default this would have a negative effect on the share price only relevant to its proportion of the whole fund.

• The market in debt securities is influenced by economic and market conditions, interest rates, exchange rates and inflation rates in Europe and other industrialised countries, and there can be no assurance that events in Europe or elsewhere will not cause market volatility or that such volatility will not adversely affect the value of securities.
 


What is the concentration risk?

The Fund is designed to mitigate its risks by spreading investments into assets from different issuers thereby avoiding a concentration on any one issuer. However, it is possible that the exposure to one single issuer may represent a relatively large proportion of the Fund’s net assets for example due to strong market performance. The limits prescribed by UCITS regulations however will be maintained and, should any external events result in a passive breach in the applicable asset restrictions, remedial action will be taken.
 

Is the Fund affected by currency or interest rate risks?

Securities which are denominated, or which have an underlying denomination in, a foreign currency or where the payout occurs in a foreign currency are exposed to the risk of changes in currency exchange rates which may adversely affect the yield of such securities. Similarly contractual services where the remuneration is in a currency other than of that of the Fund are exposed to exchange rates and may become more or less expensive as a result.


Is there a risk of capital erosion?

The Fund aims to achieve capital growth through the use of derivatives. In order to maximise the objective the fees and the expenses of the Fund will be taken into the income account of the Fund. In certain circumstances the income generated in the Fund may not be sufficient to meet its obligations in such cases deficits will be cleared at the end of the Fund’s financial period. Although unlikely to be material any such calls on the capital account may result in capital erosion.


Is there a liquidity risk?

Liquidity risk exists when a particular instrument is difficult to purchase or sell. If a derivative transaction is particularly large or if the relevant market is illiquid, it may not be possible to initiate a transaction or liquidate a position at an advantageous price. In the event that total redemptions from the Fund exceeded 10% at any revaluation date the Manager could delay settlement of any excess over this amount.

Please refer to the Brochure and the Terms & Conditions for full details.

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